ASL, as the holder of an Australian Financial Services Licence is authorized through its qualified staff to provide the financial and investment services referred to in this website.
The directors, officers, employees and contractors of ASL must conduct themselves in accordance with the values set
out in the Fund's Compliance Plan.
The Compliance Plan includes general standards of professional conduct with specific reference to conflicts of interest and confidentiality.
Any breach of a standard is reportable to the Board, to the Compliance Auditor and to ASIC, as appropriate.
ASL is committed to open and effective communications to ensure all customers are informed of developments which may effect their investment.
ASL policy requires specific matters to be disclosed in a timely manner.
ASL has compliance processes, risk management measures, and internal controls in place.
These systems are appropriate to enable ASL to meet its obligations under the financial services laws and to provide customers with investment protection.